From gap assessment to certification audit

Get your site ready for BRCGS Food Safety Issue 9 with a roadmap your team can execute.

A practical route for food manufacturers to reach the grade their buyers require, from the fundamental clauses through to the graded certification audit.

Built around scheme requirements
Audit-focused
Designed for manufacturers
Certification readiness

Build evidence before the auditor arrives.

A certification system works best when it is implemented and tested well before the external audit, rather than assembled in the weeks before audit day.

AA+

  • highest achievable grade

12 mo

certificate validity

12

fundamental clauses

1 in 3

audits unannounced

Why BRCGS Food Safety

Why food manufacturerschoose BRCGS Food Safety

The BRCGS Global Standard for Food Safety is one of the most widely recognised food safety certifications. Below are three reasons manufacturers choose it.

The key to retail shelves

It is a named requirement for most UK retailers and is asked for by buyers in many other markets.

Proves your maturity

The grade, from AA down to D, shows buyers how strong your system is and sets you apart from suppliers who only just pass.

Clear requirements

The standard is prescriptive, so your team knows exactly what is expected of each clause.

What Issue 9 focuses on: BRCGS Issue 9 places particular emphasis on food safety culture, HACCP, product authenticity and traceability. Achieving and maintaining certification gives buyers verifiable evidence that your food is safe, legal and authentic.

Implementation roadmap

A phased route toBRCGS Issue 9 readiness.

The work is sequenced so that the fundamental clauses, HACCP, site standards and product and process controls are all in place before the graded certification audit.

1Define scope & confirm target grade

Confirm the legal entity, site boundaries, products and processes, along with the minimum grade your buyers require, since that determines how much risk you can tolerate in the audit.

2Run a clause-by-clause gap assessment

Assess your system against all of Issue 9, prioritising the 12 fundamental clauses where a single major non-conformity prevents certification regardless of overall score.

3Strengthen senior management & food safety culture

Establish senior management commitment, measurable objectives, resources and a food safety culture plan, with management review covering performance data, complaints, findings and culture indicators.

4Build & validate the HACCP plan

Develop a HACCP plan aligned to Codex principles, with validated control measures, monitoring, corrective actions and verification across all products and processes.

5Implement site standards & prerequisite programmes

Bring layout and product flow, housekeeping and hygiene, maintenance, pest control, cleaning and site standards into everyday operation.

6Close product & process controls

Address allergen management, product authenticity and fraud, traceability, foreign body controls, labelling and pack control, and supplier approval and monitoring.

7Build competence, culture & operational discipline

Train by role, verify competence, and make food safety culture visible in day-to-day operational decisions on the floor.

8Verify system effectiveness

Complete documented internal audits across every clause (a fundamental requirement), traceability and recall exercises, monitoring reviews and corrective-action effectiveness checks.

9Management review & mock audit readiness

Confirm the system is mature enough to withstand a graded audit and that documentation, implementation and site conditions all hold up under scrutiny.

10Graded certification audit & maintenance

Pass the certification audit, close any non-conformities within the required window, and maintain the system year-round, booking recertification before the certificate expires.

Important: A major non-conformity against any of the 12 fundamental clauses results in non-certification, regardless of overall score. Certificates are valid for 12 months, at least 1 in every 3 audits must be unannounced, and the most common Major non-conformity is failing to schedule recertification on time.

Critical focus

The fundamental clauses decide your certification, so prioritise them.

Senior management commitment

HACCP food safety plan

Internal audits

Supplier & raw material approval

Corrective & preventive action

Traceability

Layout & product flow

Housekeeping & hygiene

Allergen management

Food safety culture

Scheme reference points

The requirementsbehind each step

The Standard: Issue 9

BRCGS Global Standard for Food Safety Issue 9 has applied to audits since February 2023 and remains the current standard until Issue 10 is published and its transition ends.

Fundamental clauses

A set of clauses where a single major non-conformity results in non-certification regardless of overall performance, these must be prioritised.

Grading

Audits are graded from AA (highest) to D, with a "+" for unannounced audits. Grade is determined by the number and severity of non-conformities.

Clause 3.4, Internal audits

Documented internal audits covering every clause are a fundamental requirement. The Site Self-Assessment Tool does not count as an internal audit.

Food safety culture

Issue 9 places strong emphasis on a defined, measured and reviewed food safety culture plan.

Audit frequency

Certificates are valid 12 months; at least 1 in every 3 audits must be unannounced. Sites graded C or D move to a 6-month cycle.

Recertification

The most common Major non-conformity across BRCGS is failing to schedule the recertification audit before the certificate expires.

Upcoming, Issue 10

BRCGS has opened consultation on Issue 10. Until it is published and a transition period ends, Issue 9 is the version you will be audited against.

Get started with AuditQ

Talk to an expert about your certification.

See exactly where your site stands against the standard and get a prioritised plan of what to close before your audit.

AQTalk to an expert30 min call, no strings attached
Clause-by-clause Issue 9 gap assessment
Fundamental-clause priority mapping
HACCP validation and verification
Allergen, authenticity and traceability review
Internal audit across every clause
Mock audit and management review preparation